Process monitoring using variational autoencoder for high-dimensional nonlinear processes

Seulki Lee, Mingu Kwak, Kwok Leung Tsui, Seoung Bum Kim

    Research output: Contribution to journalArticlepeer-review

    140 Citations (Scopus)

    Abstract

    In many industries, statistical process monitoring techniques play a key role in improving processes through variation reduction and defect prevention. Modern large-scale industrial processes require appropriate monitoring techniques that can efficiently address high-dimensional nonlinear processes. Such processes have been successfully monitored with several latent variable-based methods. However, because these monitoring methods use Hotelling's T2 statistics in the reduced space, a normality assumption underlies the construction of these tools. This assumption has limited the use of latent variable-based monitoring charts in both nonlinear and nonnormal situations. In this study, we propose a variational autoencoder (VAE) as a monitoring method that can address both nonlinear and nonnormal situations in high-dimensional processes. VAE is appropriate for T2 charts because it causes the reduced space to follow a multivariate normal distribution. The effectiveness and applicability of the proposed VAE-based chart were demonstrated through experiments on simulated data and real data from a thin-film-transistor liquid-crystal display process.

    Original languageEnglish
    Pages (from-to)13-27
    Number of pages15
    JournalEngineering Applications of Artificial Intelligence
    Volume83
    DOIs
    Publication statusPublished - 2019 Aug

    Bibliographical note

    Funding Information:
    The authors would like to thank the editor and reviewers for their useful comments and suggestions, which were greatly help in improving the quality of the paper. This research was supported by Brain Korea PLUS, Basic Science Research Program through the National Research Foundation of Korea funded by the Ministry of Science, ICT and Future Planning, South Korea ( NRF-2016R1A2B1008994 ), the Ministry of Trade, Industry & Energy, South Korea under Industrial Technology Innovation Program ( R1623371 ), and by Institute for Information &communications Technology Promotion grant funded by the Korea government (No. 2018-0-00440 , ICT-based Crime Risk Prediction and Response Platform Development for Early Awareness of Risk Situation).

    Funding Information:
    The authors would like to thank the editor and reviewers for their useful comments and suggestions, which were greatly help in improving the quality of the paper. This research was supported by Brain Korea PLUS, Basic Science Research Program through the National Research Foundation of Korea funded by the Ministry of Science, ICT and Future Planning, South Korea (NRF-2016R1A2B1008994), the Ministry of Trade, Industry & Energy, South Korea under Industrial Technology Innovation Program (R1623371), and by Institute for Information &communications Technology Promotion grant funded by the Korea government (No. 2018-0-00440, ICT-based Crime Risk Prediction and Response Platform Development for Early Awareness of Risk Situation).

    Publisher Copyright:
    © 2019 Elsevier Ltd

    Keywords

    • High-dimensional process
    • Multivariate control chart
    • Nonlinear process
    • Statistical process monitoring
    • Variational autoencoder

    ASJC Scopus subject areas

    • Control and Systems Engineering
    • Artificial Intelligence
    • Electrical and Electronic Engineering

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